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CISI International Certificate in Wealth & Investment Management Sample Questions:
1. The supply curve for an industry would be expected to shift to the left if:
A) Competition from firms entering the industry increased
B) The price of raw materials decreased
C) The price of raw materials increased
D) Technology is introduced
2. If the fact find process is limited only to the collection of hard facts, this is likely to lead to:
A) Failure to capture the client's views on risk
B) Too much focus on historical performance
C) The distortion of historical data
D) Information quickly becoming out of date
3. Which of the following will be a major constraint on a client's ability to invest and protect against all risks?
A) Tax implications
B) Risk aversion
C) Age
D) Affordability
4. Which of the following will be a major constraint on a client's ability to invest and protect against all of the risks that might arise?
A) Tax implications
B) Risk aversion
C) Age
D) Affordability
5. Which index could be used to measure inflation from the perspective of the seller?
A) Retail price index
B) Producer price index
C) Inflation price index
D) Consumer price index
Solutions:
| Question # 1 Answer: C | Question # 2 Answer: A | Question # 3 Answer: D | Question # 4 Answer: D | Question # 5 Answer: B |

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